Compliance Risk Manager Lead
Company: USAA
Location: Chandler
Posted on: June 23, 2022
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Job Description:
Purpose of Job This is a Hybrid role we are seeking a Compliance
Risk Manager Lead for our San Antonio, TX, Phoenix, AZ, Tampa, FL,
Plano, TX and Charlotte, NC facility.
Job Requirements
Provides second-line independent oversight and guidance regarding
business products, services, and processes through a compliance
framework to ensure they are implemented in accordance with
regulatory requirements. In partnership with the business and key
partners, continuously drives a strong culture of compliance and
demonstrates integrity and professional judgment in protecting the
interests of USAA and its members. Primary Responsibilities:
Anticipates and identifies future needs, opportunities and
potential compliance solutions, and leads cross-functional teams
through the problem resolution process.
Assesses results of data analyses, provides credible challenge and
recommends innovative compliance solutions.
Develops, designs and delivers compliance strategies to influence
business leadership on effective solutions and may represent
leadership on complex issues.
Maintains and expands expert knowledge of the
competitive/regulatory landscape and the company's key
challenges.
May coordinate and respond to regulatory requirements and requests
and ensures the execution of examinations.
Executes compliance risk management activities in accordance with
enterprise compliance standards.
Serves as the technical expert regarding compliance laws and
regulations and provides direction to others on complex issues.
Minimum Requirements:
Bachelors degree or 4 additional years of related experience beyond
the minimum required may be substituted in lieu of a degree
8 or more years relevant experience in compliance, risk, legal or
audit within the financial services or insurance industry.
Demonstrated experience working in a highly regulated
environment.
Expert knowledge of relevant industry regulations and regulatory
compliance in a specific area.
Advanced knowledge of compliance laws, regulations and regulatory
expectations
Demonstrated ability to apply advanced knowledge of regulatory
compliance to consult and provide insight and guidance.
Demonstrated ability to communicate effectively at all levels of
management
Advanced knowledge of Microsoft Office tools to include Word, Excel
and PowerPoint Preferred Experience:
5 years of work experience compliance oversight, monitoring (QA),
testing (QC) or audit departments at a large complex financial
institution
Ability to assess the needs of various departments to provide
oversight and effective challenge of FLOD and SLOD monitoring
plans.
May manage federal/state regulatory agency relationships to obtain
regulatory approvals and provides required regulatory feedback.
Builds strong relationships with FLOD and SLOD partners to drive
effective monitoring plans and successful demonstration of
effective monitoring routines.
Advanced knowledge of Excel and PowerPoint to prepare reports and
presentations for executive management
Bachelor's degree required
The above description reflects the details considered necessary to
describe the principal functions of the job and should not be
construed as a detailed description of all the work requirements
that may be performed in the job. Compensation:
USAA has an effective process for assessing market data and
establishing ranges to ensure we remain competitive. You are paid
within the salary range based on your experience and market
position. The salary range for this position is: $
106,800-$192,300
Employees may be eligible for pay incentives based on overall
corporate and individual performance or at the discretion of the
USAA Board of Directors.
At USAA our employees enjoy best-in-class benefits to support their
physical, financial, and emotional wellness. These benefits include
comprehensive medical, dental and vision plans, 401(k), pension,
life insurance, parental benefits, adoption assistance, paid time
off program with paid holidays plus 16 paid volunteer hours, and
various wellness programs. Additionally, our career path planning
and continuing education assists employees with their professional
goals.
To see details on our outstanding benefits, visit USAA Total
Rewards.
Relocation assistance is not available for this position.
Keywords: USAA, Chandler , Compliance Risk Manager Lead, Executive , Chandler, Arizona
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